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The Anti-Money Laundering and Anti-Terrorist Financing for Independent Life Insurance Advisors course
is currently being revised and is not available for purchase at this time.

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Course Description Credits Select
Finance and Treasury
Finance and Treasury

Funding - Repos and Reverse Repos

4
SUI
$0.00*
Understanding Investment Returns
Understanding Investment Returns

8 IIROC Professional Development Credits. 

The objective of this course is to promote a better understanding of the various types of investment returns in common use. Such understanding is now more important than ever, given that investors and their advisers must navigate through rates of return provided by multiple sources and calculated in different ways.
8
8
8
IIROC
IAFE
SUI
 $0.00*
Anti-Money Laundering for Securities
Anti-Money Laundering for Securities

6 IIROC Credits, 6 hours Life License CE in BC, SK, MB, ON, 6 SUI for designation.
Anti-money laundering and anti-terrorist financing training is fundamental to any firm’s compliance regime.  It is vital that all staff within the firm have a clear and effective understanding of the regulations.

After taking this course (updated May 2017), the professional will fully understand the basic AML regulations and the reasons for their implementation. They will be able to clearly communicate, as their role requires, the importance of AML regulations to clients and staff. They will have a complete understanding of how Money Laundering affects the world’s economies and what they can do to prevent it.
 

 
6
6
6
6
6
6
IIROC
Life BC
Life SK
Life MB
Life ON
SUI
 $250.00 
$200.00*
Introduction to Exchange Traded Funds
Introduction to Exchange Traded Funds

4 IIROC Professional Development Credits, 4 hours CE in SK, MB, ON; 4 SUI for designation.

Canadian investors have approximately $95 billion invested in more than 400 Canadian-listed ETFs. As ETFs gain in popularity as an alternative to other traditional collective investment vehicles they will start to be a greater focus by the regulators and the investment professionals need to be prepared.

The objective of this course is to provide the financial services professional with an overview of Exchange Traded Funds.
4
4
4
4
4
4
IIROC
FPSC
SUI
Life SK
Life MB
Life ON
 $250.00 
$200.00*
Course Description Credits Select
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Workshop Description Credits Select
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